2024-01-24
Cointelegraph
9 related
A FINRA review of 500+ crypto-related retail communications finds that 70% of them contained claims that are false, misleading, or otherwise violated its rules
Turner Wright / Cointelegraph :
2021-07-01
Wall Street Journal
15 related
Financial Industry Regulatory Authority fines Robinhood $70M for misleading customers and system outages, the biggest fine it has ever imposed
the largest fine the agency has ever imposed — over systems outages and customers being approved to trade options when it was not “appropriate” for them to do so. https://www.nytimes.com/... @kslinves...
2020-09-01
Bloomberg
5 related
Sources: SEC, FINRA are probing Robinhood's handling of March outage; in H1 2020, FTC received over 3x more complaints about Robinhood than rivals like Schwab
more than all of its major competitors combined. Bloomberg gets the goods on just how much dissatisfaction the app is facing from customers and regulators. https://www.bloomberg.com/... Sonali Basak /...
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