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TEXXR

Chronicles

The story behind the story

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Filing: BAM Trading, which runs Binance.US, seeks a protective order against the SEC due to “conducting a fishing expedition”; the SEC seeks four depositions

- BAM Trading, the company behind Binance.US, filed a motion on Monday to seek a protective order against the SEC.

The Block Timmy Shen

Context & Ripple Effects

BAM Trading’s challenge is part of a dispute that had already moved from an SEC investigation begun in 2020 to an attempted freeze of Binance.US-related assets. A judge had urged the parties to reach a compromise over that freeze, putting the scope of enforcement measures at the center of the case.

The protective-order request narrows that procedural fight to discovery. It also foreshadows the later rejection of the SEC’s bid to inspect Binance.US technology infrastructure, showing that the court was willing to limit at least some of the agency’s requested access.

First-order effects

  • BAM Trading seeks to constrain the SEC’s discovery effort, including the four requested depositions, while characterizing broader demands as overreach.
  • The SEC must defend the relevance and proportionality of its requested discovery before it can obtain the information it seeks from Binance.US’ operator.

Second-order effects

  • A court-imposed limit would reduce the agency’s near-term visibility into Binance.US operations and shift more of the case toward disputes over which records and witnesses are properly in scope.
  • The outcome gives both sides a procedural benchmark: Binance.US can resist expansive requests, while the SEC may need to target future demands more tightly.

Third-order effects

  • The case illustrates how crypto enforcement can turn on discovery boundaries as much as on underlying allegations, with courts acting as a practical check on the breadth of agency access.
  • If similar limits recur, regulators may face a more contested path to operational and technical information from digital-asset platforms, while platforms gain clearer grounds to challenge broad investigative requests.

The trend: Crypto enforcement disputes are increasingly testing the limits of regulators’ investigative reach over platform operations and customer-facing infrastructure.

Discussion

  • @ahcastor Amy Castor on x
    BAM (who runs Binance US) says the SEC is on a fishing expedition. It wants the judge to issue a protective order thats limits depositions (to four BAM employees) and discovery requests. They say the SEC should not be able to depose BAM's CEO or CFO. https://storage.courtlistener…
  • @molly0xfff Molly White on x
    Binance (BAM) is arguing that the SEC should not be allowed to depose Binance's CEO or CFO because they “do not have unique firsthand knowledge that is relevant to this action” lol [image]
  • @molly0xfff Molly White on x
    Binance is seeking a protective order against the SEC, claiming that they are conducting a “fishing expedition”. https://www.courtlistener.com/ ...
  • @napgener @napgener on x
    The end is close. Cz filed this instead of providing accounting records
  • @molly0xfff Molly White on x
    “[Binance] has worked in good faith, but the SEC has been steadfast in its belief that the Consent Order gives it carte blanche to investigate every aspect of [Binance]'s asset custody practices without any discernible limitation whatsoever.”
  • @jonathaneley Jonathan Eley on x
    “It's all about getting shit done,” says @cz_binance with characteristic start-up zeal. But since the collapse of rival FTX, Binance has found it harder to “get shit done” as regulatory scrutiny ramps up, reports @ScottChipolina in today's @FT big read https://www.ft.com/...
  • @tonytassell Tony Tassell on x
    Has Binance blown its chance to rule the crypto markets? @ScottChipolina dive here into a company that controlled more than half cryptocurrency mkt at the end of 2022. That has made it target for regulators https://www.ft.com/...