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Chronicles

The story behind the story

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Apple's quarter of lowered expectations: Fiscal Q3 2013

Wall Street is looking for Apple to report zero revenue growth.  —  FORTUNE — On April 24, the day after Apple (AAPL) reported its earnings for fiscal Q2, Cowan and Company's Matthew Hoffman published a revised forecast for the following quarter.

Fortune Philip Elmer-DeWitt

Context & Ripple Effects

The story continues an arc that began with Fortune's March 2013 report on Apple's first quarter of negative income growth since 2003: the growth machine that carried the stock for a decade had visibly stalled. On April 24, the day after fiscal Q2 results, Cowen and Company's Matthew Hoffman reset the bar by publishing a revised forecast for fiscal Q3, and by mid-July Wall Street's consensus was zero revenue growth.

What makes this pre-earnings moment notable is how widely it travelled — Computerworld, ReadWrite, BGR, 9to5Mac and others all picked it up — and what surrounded it: confirmed iWatch trademark filings across Russia, Japan, Taiwan and Mexico, higher ad spending on Ad Age's Top 200 list amid a tablet fight, and reported iPhone/iPad cellular performance lagging Samsung Galaxy phones. The Street is pricing a company between product cycles.

First-order effects

  • Apple heads into its late-July fiscal Q3 report against a consensus of flat revenue, meaning even modest upside becomes the story while any miss confirms the deceleration flagged since the March 2013 income decline.
  • Sell-side analysts like Hoffman now anchor their models on a no-growth Apple, shifting the debate from 'how fast' to 'what comes next' ahead of the print.

Second-order effects

  • The competitive gap sharpens: with Apple devices reportedly showing slower cellular speeds than Samsung's Galaxy line, Samsung can press a specs advantage just as Apple spends more on advertising to defend tablet share.
  • A flat-revenue baseline raises the stakes on unannounced hardware — the multi-country iWatch trademark filings signal Apple is preparing a new-category answer to the growth question before the next earnings cycle forces it.

Third-order effects

  • If zero growth becomes the norm rather than the trough, markets will start valuing Apple as a mature cash-return business rather than a hyper-growth one, changing who owns the stock and what management must promise each quarter.
  • Sustained deceleration also pressures platform strategy: the closed approach evident in Apple TV — where only a few high-profile partners have apps — faces internal pressure to open up as services and ecosystems become the growth levers left standing.

The trend: Apple is crossing from a hyper-growth company into one whose quarterly narrative depends on launching new categories — with the iWatch trademark filings as the visible hedge against a maturing iPhone-and-iPad core.