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Chronicles

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Carl Icahn Takes Up to a 6 Percent Stake in Dell: Sources

Carl Icahn appears set to enter the fray over the leveraged buyout of Dell.  —  Trading sources said they were confident that Icahn had amassed a position in Dell that may approach 100 million shares, and would bring him to a roughly 6 percent ownership.

CNBC David Faber

Context & Ripple Effects

Dell's reported buyout discussions followed a year in which the company lost almost a third of its value, as outlined in the earlier report of private-equity interest in Dell. The confirmed $13.65-per-share sale to founder Michael Dell gives any large shareholder a clear price point on which to judge the transaction.

Trading sources' account of an Icahn position is unconfirmed, but it introduces a potential activist holder into a process already defined by a proposed take-private deal rather than ordinary public-market trading.

First-order effects

  • If the reported holding is accurate, Carl Icahn would control roughly 6% of Dell and become a meaningful shareholder voice in evaluating Michael Dell's $13.65-per-share transaction.
  • Dell's proposed buyout price faces added scrutiny from a potential large holder whose economic interest is tied to the outcome of the shareholder process.

Second-order effects

  • Dell shareholders gain a more prominent reference point for challenging or supporting the proposed price, increasing pressure on the company to defend why the transaction is the best available outcome.
  • Private-equity firms previously associated with Dell buyout discussions may have to account for a shareholder base more focused on whether an alternative valuation can exceed the founder-led offer.

Third-order effects

  • If large investors increasingly enter announced take-private situations, public-company buyouts become less a bilateral board-and-buyer negotiation and more a contest for shareholder conviction over price and alternatives.

The trend: Activist capital is becoming a more consequential force in public-company take-private deals by concentrating scrutiny on the price offered to shareholders.